 | United States. Securities and Exchange Commission - 1956 - 1016 pages
...person who, in connection with the founding and organizing of the business or enterprise of an issuer, directly or indirectly receives in consideration of...percent or more of any class of securities of the Issuer or 10 percent or more of the proceeds from the sale of any class of securities. However, a person... | |
 | United States. Securities and Exchange Commission - 1956 - 900 pages
...issuer of the securities as to which he is underwriter. Promoter. The term "promoter" includes— (a) Any person who, acting alone or in conjunction with...indirectly takes initiative in founding and organizing the business or enterprise of an issuer. (J) Any person who, in connection with the founding and organizing... | |
 | 1943 - 1346 pages
...REGISTRATION S 230.455 Definition of terms used in the forms for registration. ***** (q) Promoter. The term "promoter" Includes: (1) Any person who,...indirectly takes initiative in founding and organizing the business or enterprise of an issuer; (2) Any person who, in connection with the founding and organizing... | |
 | 1983 - 844 pages
...underwriter in privity of contract with the issuer of the securities as to which he is underwriter. (z) The term "promoter" includes: (1) Any person who,...indirectly receives in consideration of services or nroperty or both services and property ten percent or more of any class of securities of the bank or... | |
 | 1988 - 800 pages
...privity of contract with the issuer of the securities as to which he is underwriter. Promoter. (1) The term "promoter" includes: (1) Any person who,...indirectly takes initiative in founding and organizing the business or enterprise of an issuer; or (ii) Any person who, in connection with the founding and organizing... | |
 | 1998 - 784 pages
...under-writer, the term issuer having the meaning given in sections 2(4) and 2(11) of the Act. Promoter. (1) The term promoter includes: (1) Any person who, acting...Indirectly takes initiative in founding and organizing the business or enterprise of an issuer; or (11) Any person who, In connection with the founding and organizing... | |
 | 1978 - 1252 pages
...person who, in connection with the founding and organizing of the business or enterprise of an issuer, directly or indirectly receives in consideration of...percent or more of any class of securities of the issuer or 10 percent or more of the proceeds from the sale of any class of securities. However, a person... | |
 | 1967 - 740 pages
...the securities as to which he is underwriter. (o) Promoter. The term "promoter" Includes: 240.12Ь-3 (1) Any person who, acting alone or in conjunction...indirectly takes initiative in founding and organizing the business or enterprise of an issuer. (2) Any person who, in connection with the founding and organizing... | |
 | 1968 - 768 pages
...securities as to which he is underwriter. (o) Promoter. The term "promoter" includes: § 240.12Ь-3 (1) Any person who, acting alone or in conjunction...indirectly takes initiative in founding and organizing the business or enterprise of an issuer. (2) Any person who, in connection with the founding and organizing... | |
 | 1949 - 736 pages
...in connection with the founding and organizing of the business or enterprise of an issuer, directl., or indirectly receives in consideration of services...percent or more of any class of securities of the issuer or 10 percent or more of the proceeds from the sale of any class of such securities. However,... | |
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Any person who, in connection with the founding and organizing of the business or enterprise of an issuer, directly or indirectly receives in consideration of services or property, or both services and property, 10 percent or more of any class of securities... 
