Page images
PDF
EPUB

The reaction of those who were then in charge was so negative that I was laughed out of the place.

Now, my belief in Langmuir was very strong, and I therefore arranged to support the work. And within a year, the first cloud seeding was accomplished. Today the Federal Government spends approximately $11 million a year to develop a workable system to apply this research, which began with Irving Langmuir.

Now, the point I am making is that if science had been strongly centralized and controlled in those days, we might never have reached the point of demonstration. Langmuir summed it up for me in a statement, "The hardest thing to sell is a new good idea. If it is good and if it is new, many people have to change their minds. They simply won't be willing to do so."

Now, I hasten to add that today the weather bureau and all of ESSA are stanch supporters of experiments in weather modification and wholeheartedly favor the work.

Mr. DADDARIO. Dr. Tribus, I would like to just for the record bring out the fact that this committee would agree that the management of research and development processes are to be handled in different ways. This committee has recommended for some years that the weather modification activities going on in the National Science Foundation be taken out of the National Science Foundation and transferred somewhere else. This proposition has been before President Johnson and before President Nixon, precisely because we believe that it ought to be handled in a different way.

But this is really what we are probing here. How do you manage all of these resources, recognizing that there are differences, and in the recognition of these differences still put together the kind of structure so that this work can be done in a more efficient, more understandable, and more direct way?

Mr. MOSHER. Mr. Chairman?

Mr. DADDARIO. Mr. Mosher.

Mr. MOSHER. At the same time, I am sure we recognize the point that Dr. Tribus is making, that we must not overmanage, that in our management arrangements we can sometimes discourage work that is essential, and that we always have to keep in mind leaving room for inventiveness and imagination and that sort of thing. I judge that is an important part of your thinking.

Mr. DADDARIO. Well, yes, Mr. Mosher, I understand that. I do think that it ought to be made clear, as we go along, that the committee is not taking the position that these matters ought to be strongly centralized. We offer that as one of the opportunities for discussion, because this is a question which has been raised by certain important members of the scientific community. It is before us not necessarily because we are proposing it, but because it has been proposed by others and ought to be examined.

As Dr. Tribus brought up some of these points, we are in agreement. The committee has taken some action which shows it recognizes the managerial style differences which Dr. Tribus has talked about, insofar as weather modification is concerned. My only point here is that despite the fact that these differences do exist, that a management and administrative technique should certainly be developed to take

these differences into consideration so that there can be proper flexibility in development of our Federal programs.

Dr. TRIBUS. În view of the things you have said, Mr. Chairman, I think I will skip a couple of paragraphs here in my prepared material and move on to discussion dealing with the development processes as compared to the research processes.

I have dwelled on the topic of research because I thought it important enough to justify a separate discussion of why it ought not to be centralized; on the other hand, I believe that engineering development can be managed and can be controlled much better than it is. If we consider the relative amounts of money spent on research and on development, it becomes obvious that the biggest gains to the taxpayers are most likely to come through attention to the processes of development and preparation for production. Dr. Hillier of RCA has suggested that as a crude measure of the funding required, we can say that for every dollar spent in research on a particular project, $10 must be spent in development and $100 in production. The actual outlay of funding in research, development, and production does not correspond to the ratios 1-10-100, because many projects in research do not get up to development, and some projects in development don't go through to production. But for any one invention or for any one process, the ratio of 1-10-100 does seem reasonable and does seem to accord to the information that we have been able to gather on developments that have been made.

At the research end of the scale we seldom know which idea will be the one we eventually wish to push through development. And that of course is why we end up starting so many in research.

When the decision has been made to move a research idea forward and into production the development ought to be managed very well. Poor management not only introduces costly mistakes on a large scale but it can also delay the day when an idea reaches production. Revenue lost through tardiness never shows up on the balance sheet, but it is a real cost nevertheless.

Earlier in this testimony, I suggested that we ought to consider the problems which generated the original question, rather than the question itself. Many of the quotations in the committee report attribute to former science advisers and to others a real frustration over their inability to do one of two things: either to move an idea from the research phase to the development phase, or to deploy scientific and engineering talent according to priority of national problems.

As examples of the former category, I would cite our attempts to launch a more vigorous attack on problems of ocean engineering, our attempts to develop operational weather modification, and our attempts to introduce innovations into the housing industry.

With regard to this frustration; that is, the inability to go smoothly from research to production, I would like to point out that no one really knows how to manage this process efficiently. It is a continuing problem in industry. I have served for about 20 years as a consultant in industry, and it is the problem that comes up most often in my consulting work: How do we move an idea from the laboratory into production.

In providing funds, the backers of a project are often of the belief that all that is needed is to build a demonstration device and then go

into production. If you want a specific example of this phenomenon, I suggest reading the hearings 15 years or so ago when the Office of Saline Water was established in the Interior Department.

At that time, five demonstration plants were authorized. It took quite a few years for the engineers and researchers to swing that program around to a more reasonable balance of activity. By the way, the process of which they are most proud, reverse osmosis, wasn't even one of the five first chosen for demonstration.

I have suggested before that the Congress should have independent sources of scientific and engineering advice. The National Academies of Science and of Engineering could be of considerable help in this connection and it has been encouraging to observe the effective relationship that has been established by your committee with the National Academy of Sciences.

I believe these academies could be used more extensively in the evaluation of the processes of developmental engineering, and that the National Academy of Engineering could be used as advisers on development in the same way the National Academy of Sciences has been used as advisers in the initiation of projects.

As examples of the second kind of frustration, consider our inability to deploy our talents effectively in the fight against water pollution, air pollution, noise, flammable fabrics, and the decay of center city.

I suggest that the difficulties here are not managerial or even organizational. The difficulties arise because we have not until very recently begun to make a commitment to these purposes. Whenever we have a clear-cut commitment to do something, we do find it possible to deploy

our resources.

And as Dr. Seamans said before me, you can also take as examples, the attack upon the conquest of space, or our attack on the problem of producing lower cost electricity from nuclear processes. These commitments and the necessary funding occurred without a prior centralization of the control. The prerequisite was that we had decided to do something.

There are many purposes to which the Government can put development. While industry uses development to make products which it can sell at a profit, the Government attempts to use R. & D. to assist in meeting social ends. We try to apply better methods to our urban problems, as in our attempts to improve housing and transportation. We deploy scientific talent to combat environmental decay, as in our studies of water pollution.

We use research and development as the basis for economic improvement, as in our activities to develop better standards. We use research and development to provide for our common defense. We use research and development to extend or conserve our natural resources, atomic energy to extend our energy resources, water purification to extend our water resources, waterway development to extend transportation.

But in many cases the barriers to the application of this technology lie far beyond the question of the management of the development process. They involve the absence of a real commitment. I stress these points because it seems to me that it is extremely difficult to discuss the control of development until we determine in advance, and are committed to, the purposes for which control will be effected.

It seems useful, therefore, to discuss some Federal goals which might well be pursued through science and technology. It is useful to have several goals which may be pursued without necessarily stating which ones are first priority. Such an approach certainly increases the support a particular project can have.

For example, it is often said that science ought to be regarded as a cultural contribution and supported simply because it is a means of strengthening the American culture. This is not an irrelevant view. Scientific research is one of the few international activities which may be discussed by men from entirely different cultures, with some hope of reaching an accord. In the end, I think that few are inclined to support science at a very strong level for this reason alone. Science and technology are generally supported as a means to accomplish improvements in human existence with the contributions to culture as a byproduct.

Another stated goal is the support of education. This is a valid and important objective. It costs almost as much to train a doctoral candidate in engineering as it does an M.D. The schools cannot do it unaided. In the sciences and in engineering, support for graduate education has been available from NSF and from the Air Force Office of Scientific Research, the Advanced Research Projects Agency, the Office of Naval Research, the National Institutes of Health, the Office of Saline Water, the Atomic Energy Commission, and the National Aeronautics and Space Administration, among others, in connection with their support of academic research.

I would urge that the NSF be strengthened. It has been especially effective in support of scientific education.

It is time, however, for us to examine what the patterns of support for our schools and colleges has done and is doing to our educational system. While many leaders plead for engineers and scientists to turn their attention to urban problems, those who have had leadership responsibilities in the colleges and I speak from personal experience now-have been hard pressed to find the funds to support these

ventures.

None of the agencies I have named above has a primary mission in the city. Only recently has HUD gotten into the field and with better funding of their mission, I would expect to see a beneficial impact on our schools and colleges. For one thing, our youngsters are demanding relevancy to contemporary social problems in their education; this is a way to respond to their legitimate concerns.

The two goals, cultural and educational, which I have mentioned are important but do not justify Federal outlays of billions of dollars. The major objective is to enhance the well-being of our people. Science and technology, through engineering, have enriched our lives beyond our wildest dreams.

They have also created problems beyond our wildest nightmares. I remind you, though-and I wonder if I need to that our problems are in large measure a result of our own success. We were successful in diminishing labor requirements on the farm-so our cities have grown like Topsy.

We have automated our assembly lines and workers no longer are fulfilled by their labors. We have innovated at a dizzy pace, producing

new goods and services, but this in turn requires reeducation of the men and women of our labor force or they are rendered unemployable. Most significant research and development programs necessarily impinge upon the lives of citizens in ways which go beyond the competence of scientists and engineers to form valid judgments unaided by others in our society. Value judgments ought to be applied which are representative of the people at large.

I believe that the consequences of a research and development program ought to be explored by representatives of the legislature long before the operations are put into effect. Unfortunately, it takes time to communicate between scientists and engineers on one hand, and legislators on the other.

One of the most significant efforts at communication occurred when the Atomic Energy Commission was first formed. You will recall that in those days teams of scientists came to Washington and talked earnestly with Representatives and Senators, teaching them the many new ideas which had to be mastered before legislation on atomic energy could be passed.

But as I said, it takes time to communicate and the way we now carry out our legislative processes and decide upon our research and development funding on an annual basis often does not afford sufficient time to discuss projects fully.

Mr. Chairman, in closing let me summarize the main arguments I have presented, and I recognize that some of them need not have been presented to this committee.

Research, development, and engineering require different managerial styles.

I argue against the centralization of research.

Development needs good engineering management.

The prerequisite to good management is a clear-cut statement of the goal.

Greater use should be made of the National Academy of Engineering to advise on the development process.

And we should find better ways to involve the legislature in the goalsetting phase of developmental projects.

And thank you, gentlemen. I would be pleased to try to answer any questions that you might have.

Mr. DADDARIO. Thank you, Doctor.

Mr. Pettis?

Mr. PETTIS. No questions, Mr. Chairman.
Mr. DADDARIO. Mr. Brown?

Mr. BROWN. Let me ask just one question.

You make a statement on page 18 that value judgments ought to be applied which are representative of the people at large. This applies, I presume, to the value judgments involved in determining allocation of resources between various fields of research and things of that sort. And yet, on page 9 you make a rather significant statement; to me. You say, "Almost without exception, every significant new idea in science has had to fight its way against the entrenched establishment," and that applies to other fields in science, obviously.

How do you make value judgments which are representative of the people at large and yet provide room for the innovation which requires fighting against the value judgments of the people at large?

« PreviousContinue »