Page images
PDF
EPUB

It also goes beyond that point to what I mentioned in my testimony, that there is really not an adequate base of science policy research in the universities, and particularly I feel, in the executive branch. If I may be permitted a comparison, I believe it is fair to say we do not have any independent capabilities in one place in the executive branch such as that in the Library of Congress, that can draw on not only the science and engineering disciplines, but also on other disciplines of foreign policy and economics, public administration, law, which are necessary to synthesize this whole process of converting science to serve our social purposes. A science policy research capability which has both a permanence and an isolation from the winds of political fortune has never been built up.

Mr. MOSHER. Just to get back to Congress again for the moment, I don't think we should ask you to do it here, but at some point I would love to have you-and I think that your experience makes you a more logical person than most to do this-I would love to have you be very specific in suggesting to us what Congress itself needs to do to improve the mechanics and the staffing by which it can better play its role in this whole area.

Dr. WENK. All right. I am not sure this witness is the fount of very much wisdom here that you haven't heard from others but I will do my best, Mr. Mosher, to try to provide something for you.

Mr. MOSHER. I think that will be a valuable service. I won't take any more time, Mr. Chairman.

Mr. DADDARIO. Mr. Brown?

Mr. BROWN. Dr. Wenk, on page 11 you suggest the establishment of multidisciplinary research institutes, each focused on social goals. Could you give us some examples of what you have in mind?

(Information requested is as follows:)

On the question of strengthening science policy research for the legislative branch-I believe experience has confirmed the wisdom of the Congress in establishing the Science Policy Research Division in the Library of Congress Legislative Reference Service. The unit was thus built on the traditions and capabilities of providing an independent, objective analysis to Members and committees of the Congress and provided a readymade opportunity to blend expertise from the field of economics, law, foreign affairs, public administration, etc., with considerations of science and technology. From my own observations as first Chief of the Division, I feel that it has not been able to meet the needs of the Congress both because it has been limited in size and because some additional clarification may be needed of its advisory role.

Extending its capabilities could be readily accomplished by: (a) Some additions to professional staff,

(b) Making use of ad hoc consultation with individual experts, panels or with professional organizations, and

(c) Providing funds for policy research on contract with universities or nonprofit organizations.

I believe, incidentally, that the pending legislative reorganization bill would explicitly authorize these latter two functions.

As to the role of this staff organization-I have always felt that the term "science policy research" involved technology assessment, far

more than science. The concept of assessment should permit a staff organization to undertake studies on its own initiative whenever the issues appear sufficiently compelling but where time and circumstances have not made it possible for immediate inquiry by congressional committees. Such studies could be thus undertaken and made available to the Congress somewhat in the fashion of the GAO.

Apart from these steps for strengthening the inhouse capabilities of the legislative branch, I believe that the types of policy research that would be undertaken in technological institutes of the kind I describe later in my testimony would also be of enormous value to the Congress in sorting out issues, anticipating unwanted second- or third-order consequences of new technology, and setting priorities on matters of social concern.

Dr. WENK. Yes. I will answer the question, if I may, in two ways: First with regard to such areas where such institutes may be useful; and secondly some brief description of what such an institute could contain.

As we review our current concerns to list those which have a science and technology ingredient, we could mention such areas as transportation and housing. I should broaden the latter to make it almost "architectural sciences," or use the old-fashioned term of "city planning sciences," because I believe housing is only a part of it, and it is too limited a word to describe what I think is involved here.

Science and technology are involved also in communication, in recreation, crime, and particularly in education, and in the terribly important area of management of the environment. And I believe I could add four or five items to this list.

In each case I think we see what the problem is: congestion at our airports, of increasing pollution of our air, water, land, and so on. We also see that science has inadvertently contributed to these problemsand that it has not contributed as systematically as we would hope to their solutions.

The National Institutes of Health, I think, provide something of a pattern here, especially if we consider the role of the institutes in developing information on the medical sciences that goes all the way through to clinical practice.

I would expect that interdisciplinary institute in general would contain not only the scientists and engineers who would be either developing new knowledge or better yet, collecting it and sorting it, structuring it, but also people who understand the political processes of getting things done.

For example, in our own area of marine sciences, one of the major problems now concerns the management of our coastal zone. This is a stretch of land and water in which there are sharply increasing demands for recreational use, for shipping, for commercial fishing, for housing, for the construction of powerplants. It turns out that the number of demands exceed the capacity of the coastal zone to accept them. Though we may see ways in which science and engineering can clean up the water or help to set priorities on what essentially would be a kind of zoning, the decisions on the zoning lie right down at the local level, or at the State level rather than the Federal level. All the knowledge in the world isn't going to help to solve these problems

until there is some way of helping those involved in the political processes understand how to deal with science and engineering.

So what I am suggesting is that such institutes understand and have the necessary mix of economists and those who have understood politics firsthand, who could carry through the potential of science and engineering to a final solution. I think this is what has been lacking.

Mr. BROWN. Well, don't we have at least an embryo development along this line?

For example, I know that HUD is proposing-or has set up some sort of an Urban Research Institute. I presume that the Department of Transportation is moving in that direction, and possibly—well, in the case of your own organization, aren't there a multitude of research facilities concerned with the problems of marine environment? What is the relationship of what you are proposing to these things which already exist?

Dr. WENK. You are quite right that HUD has made a start in this direction. I am not sure whether the scope of the institute which they established is quite as broad as I would visualize.

The idea of a transportation institute has been in the public domain for at least 10 or 15 years. I heard this proposed long ago. And yet I do not believe we have anything like such a research and planning institute today.

In the case of marine sciences, we really have nothing to deal with the coastal zone. The Commission which was chaired by Dr. Julius Stratton, that recently submitted its report to the Congress and the President, made some clear proposals in this regard. They proposed two things: one, the establishment of State-managed coastal zone authorities that would gain support perhaps on a grant-in-aid basis from the Federal Government, and also coastal zone laboratories that would deal with problems such as monitoring the environment, and presumably be the source of expertise to these coastal zone authorities.

Now, the Commission did not discuss the kind of concept that I have proposed here, of linking these two together, but it has that strong potential. And I believe that now as the Government works on the Stratton Commission proposals, we will try to come up with something of this kind. We do not have it today.

Mr. BROWN. Would it be asking too much of you to ask that you submit to the committee not an exhaustive, but at least a somewhat more extensive list of the areas in which you believe that we could profit by use of these multidisciplinary research institutes? Because it is a suggestion which seems to me to have a great deal of merit and I would like to see it explored somewhat further.

Dr. WENK. I would be glad to.

(Information requested is as follows:)

Topic areas warranting creation of multidisciplinary institutes would include the following:

1. City planning sciences.

2. Housing technology.

3. Urban transportation.

4. Environmental management.

5. Coastal zone management.

6. Educational research.

7. Technology for developing nations.

8. Marine affairs.

9. Technology for public administration.

10. Safety and standards.

Again, Mr. Brown, I would like to emphasize this is not an original idea with me. As these ideas become discussed it is sometimes hard to know their origin. But as you can see, I am a proponent of this concept.

Mr. BROWN. If you can suggest how I would phrase the question to the Science Policy Section of the Library of Congress I would be glad to ask them to do it.

This brings up another question. You have suggested that something of this sort in the field of transportation is desirable. We here recognize a large number of problems in all of the different modes of transportation, particularly in air transportation, but if we examined the impact of highway transportation on society today, we can see obviously a large number of problems that have been created. We have here an industry almost exclusively in the private sector which actually is probably the largest integrated economic force in the country. In terms of resources it represents about $100 billion a year taking all of the different aspects of highway transportation, including the insurance industry which pays for the accidents and that sort of thing.

What are the problems that would occur if we were to establish this multidisciplinary transportation institute and it finds itself coming up with research findings which bear strongly upon the private automobile industry? Another phase of this question is, Why is it that the private automobile industry, to take the largest segment of this particular area-why is it that they have not devoted the kinds of funds to research and development which might be considered desirable in order to solve some of the problems that are developing from highway transportation?

Dr. WENK. This is a very difficult question. First, on the matter of why the automobile industry has not itself undertaken this research, the kind of problem that is involved here is one which intimately involves a mix of public and private interests. It is this class of problem, incidentally, which is growing and which is challenging our policy planning capabilities. We can deal with those problems which are almost entirely public. Defense is a good example. And I think industry has undertaken a good deal of research on its own on those that are almost entirely private.

The Government, however, has a responsibility to the people with regard to such matters as safety, with regard to assuring public services via regulatory bodies; and I believe that we have not realized the galloping impact of some of our past actions in these areas. This comes back to my earlier point: that we have never really taken a long-range point of view. We have dealt with crises one at a time. The industry, Í believe, has endeavored to widen its markets, but no one has looked at the interaction between the two.

Highway construction is a good illustration. The desires of highway builders, hindsight shows us, has been a larger motivating force for city development than the views of city planners. Cities have developed as ribbons along the highways, and then expanded laterally apart from

them. The consequence is that the fellow who draws that line on the map in locating the highway has more influence on the planning of the city for the next 50 years than anybody in the world. But that is not his job. He is a technician and not a city planner. His influence is a consequence of the fact that we have not developed techniques of long-range planning necessary to solve this sort of problem. Now, we are going to have to design our own tools.

A multidisciplinary institute working objectively may arrive at findings which might prove unpopular in the private sector, but it could conceivably also arrive at findings as to what the Government is not doing well or right. And if that institute is performing its functions, these findings will be objective and provide again the facts and analysis. The institute will not be the decisionmaking body. It is analytical. Its product would, however, be made available to both the Congress and the officials of the agency in which such a multidisciplinary institute was housed. And I don't believe we have enough of that kind of documentation available today.

Mr. BROWN. If I may coin a phrase, what is one man's objectivity is another man's bias.

Let me ask one other question. I am very much concerned with this point that you make about the lack of an adequate policy planning function within the Government in this area of basic science.

To what extent is this policy planning function being attempted by the National Science Foundation or the Science Adviser in the Office of the President? Is it accomplishing anything or does it need strengthening-well, obviously from your point it needs strengthening. How do we strengthen it?

Dr. WENK. Both of the groups you mentioned have key roles to play. It is my impression that the National Science Board was given a somewhat stronger charter by the new NSF legislation, and their annual report and other actions that they may take may be a step in this direction. I do not know, however, what research capability they have available to them. I believe that it is necessary for the Board to have a staff whose only role is to do policy planning, and I do not believe they have such a staff available to them today, nor does the Science Foundation itself. At least in the sense necessary. They can have such a staff, however, and it may be only a matter of funds and

terms.

With regard to the Office of Science and Technology, I believe the same thing may be said. They have recognized that they do have a policy-planning role, and they have played this role to the extent that their resources permitted. This is quite a small office, however, considering that it is obliged to cover all fields of science and engineering. And the Government may want to consider whether or not to expand its policy-planning capabilities. That is a logical place for such policy research.

Mr. BROWN. I am glad to hear you indicate that, because I think the committee is looking for not only a clear understanding of the problems, but specific recommendations by which we could strengthen this whole matter of organizing science. Your suggestions are specific and clear cut about some immediate steps that could be taken.

« PreviousContinue »